| uSmart Securities Limited | Rep | Dealing in securities | 2026-09-16 | - |
| Goldhorse Securities Limited | RO | Advising on securities | 2021-10-04 | 2022-09-26 |
| RO | Dealing in securities | 2021-10-04 | 2022-09-26 |
| MIGHTY DIVINE SECURITIES LIMITED | RO | Dealing in securities | 2021-03-03 | 2021-04-07 |
| Thunder Stone Securities (Hong Kong) Limited | RO | Dealing in securities | 2018-08-23 | 2019-08-16 |
| Forwin Futures Group Limited | RO | Dealing in futures contracts | 2017-03-10 | 2017-07-31 |
| Forwin Securities Group Limited | RO | Dealing in securities | 2017-03-10 | 2017-07-31 |
| XIN HUA SECURITIES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2016-10-18 | 2016-12-18 |
| RO | Dealing in futures contracts | 2016-10-18 | 2016-12-18 |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2016-04-29 | 2016-10-16 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-24 | 2016-10-16 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-16 | 2016-10-16 |