Personnel Hong Kong SFC License Details (ID 72992)

Personnel Hong Kong SFC License Details (ID 72992)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-09-01	2025-09-25
	Rep	Dealing in securities	2025-09-01	2025-09-25
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2024-10-07	2025-08-31
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2024-10-07	2025-08-31
CHIEF COMMODITIES LIMITED	Rep	Advising on futures contracts	2003-04-10	2004-10-15
	Rep	Dealing in futures contracts	2003-04-10	2024-08-24
CHIEF SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-10	2005-03-14
	Rep	Advising on securities	2003-04-10	2005-03-14
	Rep	Asset management	2003-04-10	2005-04-11
	Rep	Dealing in securities	2003-04-10	2024-08-24
Apricot Capital (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-04-09
	Rep	Advising on securities	-	2003-04-09
	Rep	Asset management	-	2003-04-09
	Rep	Dealing in securities	-	2003-04-09
TOPMORE COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2003-04-09
	Rep	Asset management	-	2003-04-09
	Rep	Dealing in futures contracts	-	2003-04-09