Personnel Hong Kong SFC License Details (ID 72994)

Personnel Hong Kong SFC License Details (ID 72994)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Long Bridge HK Limited	RO	Dealing in futures contracts	2024-03-13	-
	RO	Advising on securities	2020-12-01	-
	RO	Asset management	2020-12-01	-
	RO	Dealing in securities	2020-12-01	-
Grand Rich Global Group Limited	RO	Asset management	2019-08-23	2020-10-31
Grand Rich (Hong Kong) International Limited	RO	Advising on securities	2018-04-04	2020-10-31
	RO	Dealing in securities	2018-04-04	2020-10-31
GRAND RICH FUTURES LIMITED	RO	Advising on futures contracts	2018-04-04	2020-10-31
	RO	Dealing in futures contracts	2018-04-04	2020-10-31
WINWIN SECURITIES LIMITED	RO	Dealing in securities	2016-04-22	2017-10-17
CENTRAL WEALTH FUTURES LIMITED	RO	Advising on futures contracts	2016-02-25	2016-04-15
	RO	Dealing in futures contracts	2016-02-25	2016-04-15
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	RO	Advising on securities	2015-06-11	2016-04-15
	RO	Dealing in securities	2015-06-11	2016-04-15
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-11-14	2015-05-01
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2004-12-16	2015-05-01