| Golden Lake Capital Limited | RO | Advising on futures contracts | 2026-09-15 | - |
| RO | Dealing in futures contracts | 2026-09-15 | - |
| RO | Advising on securities | 2024-05-30 | - |
| RO | Dealing in securities | 2024-05-30 | - |
| H&Y SECURITIES COMPANY LIMITED | RO | Advising on securities | 2021-06-01 | 2023-09-26 |
| RO | Dealing in securities | 2021-06-01 | 2023-09-26 |
| HOMILY WORLDWIDE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2019-11-05 | 2021-05-28 |
| RO | Dealing in securities | 2019-11-05 | 2021-05-28 |
| Rep | Dealing in securities | 2019-10-18 | 2019-11-05 |
| Wealth Management Cube Limited | RO | Dealing in securities | 2019-04-08 | 2019-09-23 |
| Rep | Dealing in securities | 2019-03-15 | 2019-04-08 |
| Midas Securities Limited | Rep | Advising on securities | 2019-01-16 | 2019-01-26 |
| Rep | Asset management | 2019-01-16 | 2019-01-26 |
| Rep | Dealing in futures contracts | 2018-11-12 | 2019-01-26 |
| Rep | Dealing in securities | 2018-11-12 | 2019-01-26 |
| HK NOBLE SKY TREASURE SECURITIES LIMITED | RO | Dealing in futures contracts | 2017-08-31 | 2018-10-16 |
| RO | Dealing in securities | 2017-08-31 | 2018-10-16 |
| LERTHAI Asset Management Limited | RO | Advising on securities | 2017-03-23 | 2017-07-31 |
| LERTHAI Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2016-10-12 | 2017-07-31 |
| RO | Dealing in securities | 2016-10-12 | 2017-07-31 |
| Rep | Dealing in futures contracts | 2016-09-05 | 2016-10-12 |
| Rep | Dealing in securities | 2016-09-05 | 2016-10-12 |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2011-12-20 | 2016-05-31 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-13 | 2016-05-31 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-12-13 | 2016-05-31 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-12-09 | 2010-08-11 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-05-25 | 2010-08-11 |
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2003-04-01 | 2004-05-18 |