Cheng, Chi Ho (SFC:AOV370) 鄭志豪

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CASH Algo Finance Group Limited	RO	Asset management	2026-06-04	-
CELESTIAL COMMODITIES LIMITED	RO	Dealing in futures contracts	2026-02-06	-
CELESTIAL SECURITIES LIMITED	RO	Dealing in securities	2026-02-06	-
	Rep	Dealing in securities	2025-12-09	2026-02-06
Bradbury Securities Limited	RO	Advising on securities	2025-04-10	2025-09-10
	RO	Dealing in securities	2025-04-10	2025-09-10
PIXIU ASSET MANAGEMENT LIMITED (TRADING AS APX FORTUNA)	RO	Advising on securities	2024-04-15	2024-12-31
	RO	Asset management	2024-04-15	2024-12-31
uSmart Securities Limited	RO	Advising on securities	2022-06-17	2024-04-01
	RO	Asset management	2022-06-17	2024-04-01
	RO	Dealing in securities	2022-06-17	2024-04-01
	Rep	Advising on securities	2022-04-01	2022-06-17
	Rep	Asset management	2022-04-01	2022-06-17
	Rep	Dealing in securities	2022-04-01	2022-06-17
Yunfeng Securities Limited	RO	Advising on securities	2022-02-11	2022-02-28
Yunfeng Asset Management Limited	RO	Asset management	2020-06-16	2022-02-28
Yunfeng Financial Markets Limited	RO	Asset management	2020-06-16	2022-02-28
	RO	Dealing in securities	2019-03-01	2022-02-28
Yunfeng Securities Limited	RO	Dealing in securities	2019-03-01	2022-02-28
Yunfeng Asset Management Limited	Rep	Asset management	2019-01-17	2020-06-16
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2019-01-17	2019-03-01
	Rep	Asset management	2019-01-17	2020-06-16
	Rep	Advising on securities	2019-01-17	2022-02-28
Yunfeng Securities Limited	Rep	Dealing in securities	2019-01-17	2019-03-01
	Rep	Advising on securities	2019-01-17	2022-02-11
HF Asset Management Limited (HK)	Rep	Asset management	2018-05-15	2018-10-05
HF Securities and Futures Limited	RO	Dealing in futures contracts	2018-05-15	2018-10-05
	RO	Dealing in securities	2018-05-15	2018-10-05
	Rep	Dealing in futures contracts	2018-03-29	2018-05-15
	Rep	Dealing in securities	2018-03-29	2018-05-15
CVP Securities Limited	RO	Dealing in futures contracts	2017-02-02	2018-03-05
	RO	Dealing in securities	2017-02-02	2018-03-05
	Rep	Dealing in futures contracts	2016-12-28	2017-02-02
	Rep	Dealing in securities	2016-12-28	2017-02-02
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-05-31	2016-12-14
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2009-12-03	2016-12-14
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-05-18	2009-11-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.