| CASH Algo Finance Group Limited | RO | Asset management | 2026-06-04 | - |
| CELESTIAL COMMODITIES LIMITED | RO | Dealing in futures contracts | 2026-02-06 | - |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2026-02-06 | - |
| Rep | Dealing in securities | 2025-12-09 | 2026-02-06 |
| Bradbury Securities Limited | RO | Advising on securities | 2025-04-10 | 2025-09-10 |
| RO | Dealing in securities | 2025-04-10 | 2025-09-10 |
| PIXIU ASSET MANAGEMENT LIMITED (TRADING AS APX FORTUNA) | RO | Advising on securities | 2024-04-15 | 2024-12-31 |
| RO | Asset management | 2024-04-15 | 2024-12-31 |
| uSmart Securities Limited | RO | Advising on securities | 2022-06-17 | 2024-04-01 |
| RO | Asset management | 2022-06-17 | 2024-04-01 |
| RO | Dealing in securities | 2022-06-17 | 2024-04-01 |
| Rep | Advising on securities | 2022-04-01 | 2022-06-17 |
| Rep | Asset management | 2022-04-01 | 2022-06-17 |
| Rep | Dealing in securities | 2022-04-01 | 2022-06-17 |
| Yunfeng Securities Limited | RO | Advising on securities | 2022-02-11 | 2022-02-28 |
| Yunfeng Asset Management Limited | RO | Asset management | 2020-06-16 | 2022-02-28 |
| Yunfeng Financial Markets Limited | RO | Asset management | 2020-06-16 | 2022-02-28 |
| RO | Dealing in securities | 2019-03-01 | 2022-02-28 |
| Yunfeng Securities Limited | RO | Dealing in securities | 2019-03-01 | 2022-02-28 |
| Yunfeng Asset Management Limited | Rep | Asset management | 2019-01-17 | 2020-06-16 |
| Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2019-01-17 | 2019-03-01 |
| Rep | Asset management | 2019-01-17 | 2020-06-16 |
| Rep | Advising on securities | 2019-01-17 | 2022-02-28 |
| Yunfeng Securities Limited | Rep | Dealing in securities | 2019-01-17 | 2019-03-01 |
| Rep | Advising on securities | 2019-01-17 | 2022-02-11 |
| HF Asset Management Limited (HK) | Rep | Asset management | 2018-05-15 | 2018-10-05 |
| HF Securities and Futures Limited | RO | Dealing in futures contracts | 2018-05-15 | 2018-10-05 |
| RO | Dealing in securities | 2018-05-15 | 2018-10-05 |
| Rep | Dealing in futures contracts | 2018-03-29 | 2018-05-15 |
| Rep | Dealing in securities | 2018-03-29 | 2018-05-15 |
| CVP Securities Limited | RO | Dealing in futures contracts | 2017-02-02 | 2018-03-05 |
| RO | Dealing in securities | 2017-02-02 | 2018-03-05 |
| Rep | Dealing in futures contracts | 2016-12-28 | 2017-02-02 |
| Rep | Dealing in securities | 2016-12-28 | 2017-02-02 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-05-31 | 2016-12-14 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-03 | 2016-12-14 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-05-18 | 2009-11-21 |