Personnel Hong Kong SFC License Details (ID 73021)

Personnel Hong Kong SFC License Details (ID 73021)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2025-03-07	-
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2024-10-30	-
	Rep	Dealing in securities	2024-09-05	2024-10-30
VICTORY SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-08-08	2024-06-26
	Rep	Dealing in futures contracts	2022-08-08	2024-06-26
	Rep	Dealing in securities	2022-08-08	2024-06-26
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-08-06	2022-07-05
	Rep	Dealing in futures contracts	2019-08-06	2022-07-05
	Rep	Dealing in securities	2019-08-06	2022-07-05
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2018-10-09	2019-07-24
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2018-06-20	2019-07-24
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2009-08-26	2019-07-24
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2007-12-12	2009-02-27
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-11-03	2007-08-07