Personnel SFC Licences and HKMA Registrations (ID 73034)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2025-09-01	-
	Rep	Dealing in securities	2009-05-19	2025-08-31
VISION FINANCE (SECURITIES) LIMITED	Rep	Dealing in securities	2003-10-27	2007-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.