Personnel Hong Kong SFC License Details (ID 73037)

Personnel Hong Kong SFC License Details (ID 73037)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2018-08-31	-
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2014-11-17	-
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2007-01-24	2014-10-18
CHRISTFUND SECURITIES LIMITED	Rep	Dealing in securities	2006-06-02	2007-01-19
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-05
	Rep	Advising on securities	2003-04-01	2004-05-05
	Rep	Asset management	2003-04-01	2004-05-05
	Rep	Providing automated trading services	2003-04-01	2004-05-05
	Rep	Dealing in securities	2003-04-01	2006-05-30