| TradeGo Markets Limited | RO | Providing automated trading services | 2023-06-02 | - |
| RO | Dealing in securities | 2023-06-02 | - |
| Rep | Providing automated trading services | 2023-04-27 | 2023-06-02 |
| Rep | Dealing in securities | 2023-04-27 | 2023-06-02 |
| Qogir (Hong Kong) Limited | RO | Advising on securities | 2021-06-11 | 2023-03-31 |
| RO | Asset management | 2021-06-11 | 2023-03-31 |
| RO | Dealing in securities | 2021-06-11 | 2023-03-31 |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2020-04-15 | 2021-02-28 |
| Wonderland International Asset Management Limited | Rep | Asset management | 2019-01-10 | 2021-02-28 |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2018-10-02 | 2021-02-28 |
| RO | Dealing in securities | 2018-01-17 | 2021-02-28 |
| SHENG YUAN SECURITIES LIMITED | RO | Dealing in securities | 2017-10-18 | 2017-11-10 |
| RO | Dealing in futures contracts | 2017-03-20 | 2017-11-10 |
| Rep | Dealing in futures contracts | 2017-01-18 | 2017-03-20 |
| Rep | Dealing in securities | 2017-01-18 | 2017-10-18 |
| Rep | Advising on securities | 2017-01-18 | 2017-11-10 |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2016-05-18 | 2017-01-01 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-04-27 | 2017-01-01 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-04 | 2017-01-01 |
| Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2006-11-30 | 2007-06-21 |