Personnel Hong Kong SFC License Details (ID 73047)

Personnel Hong Kong SFC License Details (ID 73047)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2016-05-18	2021-08-07
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2014-12-22	2021-08-07
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2011-01-13	2021-08-07
CMB International Securities Limited	Rep	Dealing in securities	2010-09-28	2010-12-03
CMB International Capital Holdings Corporation Limited	Rep	Dealing in securities	2007-11-29	2010-11-16
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-10-08	2004-11-02