Personnel Hong Kong SFC License Details (ID 73054)

Personnel Hong Kong SFC License Details (ID 73054)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2020-11-27	-
	Rep	Dealing in securities	2020-10-19	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2020-10-19	-
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2017-08-08	2020-09-16
	Rep	Asset management	2017-08-08	2020-09-16
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2014-11-20	2020-09-16
	Rep	Dealing in futures contracts	2014-11-20	2020-09-16
	Rep	Advising on securities	2014-05-26	2020-09-16
	Rep	Dealing in securities	2014-05-26	2020-09-16
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2009-05-18	2014-05-10