Personnel Hong Kong SFC License Details (ID 73058)

Personnel Hong Kong SFC License Details (ID 73058)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHAOS INTERNATIONAL FINANCIAL LIMITED	RO	Dealing in futures contracts	2016-02-29	2017-02-23
Guosen Securities (HK) Brokerage Company, Limited	RO	Advising on securities	2015-09-07	2015-11-27
	RO	Dealing in securities	2015-09-07	2015-11-27
	RO	Advising on futures contracts	2015-09-01	2015-11-27
	RO	Dealing in futures contracts	2015-09-01	2015-11-27
	Rep	Advising on securities	2014-03-28	2015-09-07
	Rep	Advising on futures contracts	2014-03-12	2015-09-01
	Rep	Dealing in futures contracts	2014-03-12	2015-09-01
	Rep	Dealing in securities	2014-03-12	2015-09-07
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-10-14	2014-02-25
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2010-07-26	2011-09-26