Personnel Hong Kong SFC License Details (ID 73060)

Personnel Hong Kong SFC License Details (ID 73060)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TradeGo Markets Limited	Rep	Providing automated trading services	2024-07-24	-
	RO	Dealing in securities	2024-03-11	-
	Rep	Dealing in securities	2024-01-17	2024-03-11
SHUN HENG SECURITIES LIMITED	RO	Dealing in securities	2022-03-01	2023-12-31
	Rep	Dealing in securities	2022-02-14	2022-03-01
D.J. SECURITIES LIMITED	RO	Dealing in securities	2018-12-04	2021-12-16
	Rep	Dealing in securities	2018-10-11	2018-12-04
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2016-04-28	2016-07-31
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-11-26	2016-07-31
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2010-06-15	2016-07-31