Personnel Hong Kong SFC License Details (ID 73061)

Personnel Hong Kong SFC License Details (ID 73061)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-02-08	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2018-02-08	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-02-08	-
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2018-02-08	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-02-08	-
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2016-04-29	2016-09-22
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-07-28	2016-09-22
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2010-11-30	2016-09-22
Hafoo Securities Limited	Rep	Dealing in securities	2010-10-04	2010-11-22
WILSON SECURITIES LIMITED	Rep	Advising on securities	2010-10-04	2010-11-22
	Rep	Dealing in securities	2010-10-04	2010-11-22
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-07-16	2010-09-13
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2007-07-16	2010-09-13