Personnel Hong Kong SFC License Details (ID 73085)

Personnel Hong Kong SFC License Details (ID 73085)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2010-05-13	2012-11-16
	RO	Asset management	2010-05-13	2012-11-16
	RO	Dealing in securities	2010-05-13	2012-11-16
	Rep	Dealing in securities	2009-10-21	2010-05-13
	Rep	Advising on securities	2009-09-04	2010-05-13
	Rep	Asset management	2009-09-04	2010-05-13
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2009-06-25	2009-07-31
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2004-09-08	2006-03-10
	Rep	Dealing in securities	2004-09-08	2006-03-10
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Asset management	2003-10-27	2004-08-31