Personnel Hong Kong SFC License Details (ID 73090)

Personnel Hong Kong SFC License Details (ID 73090)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2019-09-20	-
	Rep	Asset management	2019-09-20	-
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	Rep	Advising on securities	2013-05-10	2019-05-12
	Rep	Asset management	2013-05-10	2019-05-12
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2013-05-10	2018-08-03
EASTERN MARATHON INVESTMENT MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Asset management	2012-07-10	2013-04-30
CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2010-10-04	2012-06-30
	Rep	Asset management	2010-10-04	2012-06-30
	Rep	Dealing in securities	2010-10-04	2012-06-30