Personnel Hong Kong SFC License Details (ID 73091)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pollock Asset Management Limited	RO	Advising on securities	2019-09-06	-
	RO	Asset management	2019-09-06	-
	RO	Dealing in securities	2019-09-06	-
	Rep	Advising on securities	2019-09-06	2019-09-06
	Rep	Asset management	2019-09-06	2019-09-06
	Rep	Dealing in securities	2019-09-06	2019-09-06
OnePlatform Asset Management Limited	Rep	Advising on securities	2016-06-07	2018-01-01
	Rep	Asset management	2016-06-07	2018-01-01
	Rep	Dealing in securities	2016-06-07	2018-01-01
	RO	Advising on securities	2014-06-20	2016-06-07
	RO	Asset management	2014-06-20	2016-06-07
	RO	Dealing in securities	2014-06-20	2016-06-07
	Rep	Advising on securities	2013-11-28	2014-06-20
	Rep	Asset management	2013-11-28	2014-06-20
	Rep	Dealing in securities	2013-11-28	2014-06-20
CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2013-01-10	2013-11-11
	RO	Asset management	2013-01-10	2013-11-11
	RO	Dealing in securities	2013-01-10	2013-11-11
	Rep	Advising on securities	2011-07-11	2013-01-10
	Rep	Asset management	2011-07-11	2013-01-10
	Rep	Dealing in securities	2011-07-11	2013-01-10
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-03-12	2011-03-25
	Rep	Dealing in securities	2007-03-12	2011-03-25