| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Pollock Asset Management Limited | RO | Advising on securities | 2019-09-06 | - |
| RO | Asset management | 2019-09-06 | - | |
| RO | Dealing in securities | 2019-09-06 | - | |
| Rep | Advising on securities | 2019-09-06 | 2019-09-06 | |
| Rep | Asset management | 2019-09-06 | 2019-09-06 | |
| Rep | Dealing in securities | 2019-09-06 | 2019-09-06 | |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2016-06-07 | 2018-01-01 |
| Rep | Asset management | 2016-06-07 | 2018-01-01 | |
| Rep | Dealing in securities | 2016-06-07 | 2018-01-01 | |
| RO | Advising on securities | 2014-06-20 | 2016-06-07 | |
| RO | Asset management | 2014-06-20 | 2016-06-07 | |
| RO | Dealing in securities | 2014-06-20 | 2016-06-07 | |
| Rep | Advising on securities | 2013-11-28 | 2014-06-20 | |
| Rep | Asset management | 2013-11-28 | 2014-06-20 | |
| Rep | Dealing in securities | 2013-11-28 | 2014-06-20 | |
| CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2013-01-10 | 2013-11-11 |
| RO | Asset management | 2013-01-10 | 2013-11-11 | |
| RO | Dealing in securities | 2013-01-10 | 2013-11-11 | |
| Rep | Advising on securities | 2011-07-11 | 2013-01-10 | |
| Rep | Asset management | 2011-07-11 | 2013-01-10 | |
| Rep | Dealing in securities | 2011-07-11 | 2013-01-10 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-03-12 | 2011-03-25 |
| Rep | Dealing in securities | 2007-03-12 | 2011-03-25 |
No HKMA registrations in the collected records.