Personnel Hong Kong SFC License Details (ID 73095)

Personnel Hong Kong SFC License Details (ID 73095)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Houde Changhe Asset Management Limited	RO	Advising on securities	2025-09-05	-
	RO	Asset management	2025-09-05	-
SPDB International Investment Management Limited	RO	Advising on securities	2023-04-12	2025-03-08
	RO	Asset management	2023-04-12	2025-03-08
	Rep	Advising on securities	2023-03-27	2023-04-12
	Rep	Asset management	2023-03-27	2023-04-12
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	RO	Dealing in securities	2018-11-12	2023-02-27
China Everbright Investment Management Limited	RO	Advising on securities	2014-05-21	2023-02-27
	RO	Asset management	2014-05-21	2023-02-27
Everbright Capital Management Limited	RO	Advising on securities	2014-05-05	2021-09-17
	RO	Asset management	2014-05-05	2021-09-17
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	RO	Advising on securities	2011-08-02	2023-02-27
	RO	Asset management	2011-08-02	2023-02-27
	Rep	Asset management	2011-06-21	2011-08-02
SHINING CAPITAL MANAGEMENT HONG KONG LIMITED	RO	Asset management	2011-01-18	2011-06-10