| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Everbright Investment Management Limited | RO | Dealing in securities | 2022-05-16 | - |
| RO | Advising on securities | 2017-01-24 | - | |
| RO | Asset management | 2017-01-24 | - | |
| Rep | Advising on securities | 2016-09-01 | 2017-01-24 | |
| Rep | Asset management | 2016-09-01 | 2017-01-24 | |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2011-05-27 | 2016-09-01 |
| Rep | Asset management | 2011-05-27 | 2016-09-01 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-08-08 | 2009-12-05 |
| Rep | Dealing in securities | 2008-07-14 | 2009-12-05 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-08-15 | 2008-06-16 |
| Rep | Dealing in securities | 2006-08-15 | 2008-06-16 |
No HKMA registrations in the collected records.