Personnel Hong Kong SFC License Details (ID 73101)

Personnel Hong Kong SFC License Details (ID 73101)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TSSP Hong Kong (A) Limited	RO	Advising on securities	2019-11-29	2022-01-01
	RO	Dealing in securities	2019-11-29	2022-01-01
TPG Capital, Limited	RO	Advising on securities	2019-06-06	2019-11-29
	RO	Dealing in securities	2019-06-06	2019-11-29
	Rep	Advising on securities	2019-05-03	2019-06-06
China Everbright Investment Management Limited	RO	Asset management	2018-08-06	2018-11-30
	Rep	Asset management	2014-10-08	2018-08-06
	Rep	Advising on securities	2014-09-16	2018-11-30
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	Asset management	2009-11-04	2010-10-07
	Rep	Advising on securities	2009-11-04	2014-09-04
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2003-11-03	2008-03-15
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2003-11-03	2008-03-15