| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AUSTRAX SECURITIES LIMITED | RO | Advising on securities | 2017-04-19 | - |
| RO | Dealing in securities | 2017-04-19 | - | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-02-07 | 2016-09-01 |
| Rep | Advising on securities | 2011-02-07 | 2016-09-01 | |
| Rep | Dealing in securities | 2011-02-07 | 2016-09-01 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2011-02-07 | 2016-09-01 |
| Rep | Advising on securities | 2011-02-07 | 2016-09-01 | |
| Rep | Dealing in securities | 2011-02-07 | 2016-09-01 | |
| Everbright Securities Global (HK) Limited | Rep | Dealing in securities | 2010-06-30 | 2010-09-16 |
| Rep | Advising on corporate finance | 2009-09-14 | 2010-09-16 | |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-05-26 | 2010-05-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-05-26 | 2010-09-16 |
| Rep | Advising on securities | 2008-01-04 | 2010-09-16 |
No HKMA registrations in the collected records.