Personnel Hong Kong SFC License Details (ID 73109)

Personnel Hong Kong SFC License Details (ID 73109)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AUSTRAX SECURITIES LIMITED	RO	Advising on securities	2017-04-19	-
	RO	Dealing in securities	2017-04-19	-
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2011-02-07	2016-09-01
	Rep	Advising on securities	2011-02-07	2016-09-01
	Rep	Dealing in securities	2011-02-07	2016-09-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2011-02-07	2016-09-01
	Rep	Advising on securities	2011-02-07	2016-09-01
	Rep	Dealing in securities	2011-02-07	2016-09-01
Everbright Securities Global (HK) Limited	Rep	Dealing in securities	2010-06-30	2010-09-16
	Rep	Advising on corporate finance	2009-09-14	2010-09-16
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2009-05-26	2010-05-15
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2009-05-26	2010-09-16
	Rep	Advising on securities	2008-01-04	2010-09-16