Personnel Hong Kong SFC License Details (ID 73112)

Personnel Hong Kong SFC License Details (ID 73112)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Everbright Global Investment Advisors Company Limited	RO	Advising on corporate finance	2012-08-09	2026-06-15
	RO	Advising on securities	2012-08-09	2026-06-15
	RO	Dealing in securities	2012-08-09	2026-06-15
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2009-11-27	2011-10-01
	Rep	Dealing in securities	2009-11-27	2011-10-01
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2006-10-10	2009-09-28
	Rep	Dealing in securities	2006-10-10	2009-09-28
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2006-10-10	2009-09-28
RBS Asia Corporate Finance Limited	Rep	Dealing in securities	2005-05-18	2006-09-28
	Rep	Advising on corporate finance	2004-10-29	2006-09-28
FOX-PITT, KELTON (ASIA) LIMITED	Rep	Advising on securities	-	2003-09-26
	Rep	Asset management	-	2003-09-26
	Rep	Dealing in securities	-	2003-09-26
	Rep	Advising on corporate finance	-	2004-08-19