Personnel Hong Kong SFC License Details (ID 73114)

Personnel Hong Kong SFC License Details (ID 73114)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2026-06-04	-
	Rep	Dealing in securities	2026-06-04	-
GF Capital (Hong Kong) Limited	RO	Advising on corporate finance	2025-12-22	2026-05-21
	Rep	Advising on corporate finance	2025-10-27	2025-12-22
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2025-10-27	2026-05-21
AUSTRAX CAPITAL LIMITED	RO	Advising on corporate finance	2016-02-29	2025-10-06
	Rep	Advising on corporate finance	2015-03-16	2016-02-29
	Rep	Dealing in securities	2015-03-16	2025-10-06
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2013-07-10	2015-02-19
	Rep	Advising on securities	2013-07-10	2015-02-19
	Rep	Dealing in securities	2013-07-10	2015-02-19
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2011-06-27	2013-06-14