Personnel Hong Kong SFC License Details (ID 73123)

Personnel Hong Kong SFC License Details (ID 73123)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RED SUN CAPITAL LIMITED	RO	Advising on corporate finance	2017-01-06	2017-06-21
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2015-01-21	2016-09-29
	Rep	Advising on corporate finance	2014-11-27	2015-01-21
CHINA EVERBRIGHT CAPITAL LIMITED	RO	Advising on corporate finance	2013-06-24	2014-11-18
	Rep	Advising on corporate finance	2010-05-14	2013-06-24
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2007-10-10	2010-01-01
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	2007-10-10	2010-01-01