Personnel Hong Kong SFC License Details (ID 73128)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Pinestone Capital Asset Management Limited	RO	Advising on securities	2025-07-28	2026-06-01
	Rep	Asset management	2025-07-28	2026-06-01
PINESTONE SECURITIES LIMITED	RO	Dealing in securities	2025-07-28	2026-06-01
Digital Climate Securities HK Limited	RO	Advising on securities	2024-12-23	2025-03-21
	RO	Dealing in securities	2024-12-23	2025-03-21
Ark Securities (Hong Kong) Limited	RO	Advising on corporate finance	2020-06-10	2023-09-22
	RO	Advising on securities	2020-06-10	2023-09-22
	RO	Dealing in securities	2020-06-10	2023-09-22
	Rep	Advising on corporate finance	2020-05-04	2020-06-10
	Rep	Advising on securities	2020-05-04	2020-06-10
	Rep	Dealing in securities	2020-05-04	2020-06-10
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2017-01-06	2020-02-29
	RO	Dealing in securities	2017-01-06	2020-02-29
	Rep	Advising on securities	2016-11-09	2017-01-06
	Rep	Dealing in securities	2016-11-09	2017-01-06
	Rep	Advising on corporate finance	2016-11-09	2020-02-29
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Advising on securities	2016-04-27	2016-10-23
	RO	Dealing in securities	2016-04-27	2016-10-23
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2011-02-25	2016-10-23
	Rep	Advising on securities	2011-02-25	2016-10-23
	Rep	Dealing in securities	2011-02-25	2016-10-23
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2011-02-25	2016-04-27
	Rep	Dealing in securities	2011-02-25	2016-04-27
MIZUHO SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-07-25	2011-01-06