| WK FUND MANAGEMENT LIMITED | RO | Asset management | 2020-09-30 | 2020-09-30 |
| RO | Advising on securities | 2019-04-30 | 2020-09-30 |
| Rep | Asset management | 2019-02-25 | 2020-09-30 |
| SINO-RICH SECURITIES & FUTURES LIMITED | RO | Dealing in securities | 2018-04-13 | 2019-01-04 |
| Rep | Asset management | 2018-03-21 | 2019-01-04 |
| China Sunrise Capital Limited | Rep | Advising on corporate finance | 2017-03-14 | 2017-05-16 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Asset management | 2016-08-16 | 2017-02-08 |
| RO | Dealing in securities | 2016-08-16 | 2017-02-08 |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | Dealing in securities | 2011-12-09 | 2015-05-15 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2011-12-09 | 2015-05-15 |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Dealing in securities | 2011-04-19 | 2011-12-09 |
| Rep | Advising on corporate finance | 2011-04-19 | 2015-05-15 |
| Rep | Advising on securities | 2011-04-19 | 2015-05-15 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-04-19 | 2011-12-09 |
| Rep | Advising on corporate finance | 2011-04-19 | 2015-05-15 |
| Rep | Advising on securities | 2011-04-19 | 2015-05-15 |
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2009-09-15 | 2011-04-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-15 | 2011-04-01 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2008-10-03 | 2009-07-02 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2008-10-03 | 2009-07-02 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-07-17 | 2008-09-01 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-06-06 | 2008-09-01 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-13 | 2006-05-26 |
| KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-03-08 | 2005-05-06 |
| KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-08 | 2005-05-06 |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | - | 2004-03-11 |
| Rep | Providing automated trading services | - | 2004-03-11 |
| Rep | Advising on securities | - | 2004-06-30 |
| Rep | Asset management | - | 2004-06-30 |
| Rep | Dealing in securities | - | 2004-06-30 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | - | 2004-06-30 |