Personnel Hong Kong SFC License Details (ID 73134)

Personnel Hong Kong SFC License Details (ID 73134)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Advising on securities	2022-07-01	-
	Rep	Dealing in securities	2022-07-01	-
	Rep	Advising on securities	2018-07-30	2022-06-30
	Rep	Dealing in securities	2018-07-30	2022-06-30
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2011-10-20	2015-07-30
Everbright Capital Management Limited	Rep	Advising on securities	2010-11-26	2011-09-22
	Rep	Asset management	2010-11-26	2011-09-22
AN QIAO INVESTMENT (HONG KONG) LIMITED	Rep	Advising on securities	2006-07-27	2010-08-31
	Rep	Asset management	2006-07-27	2010-08-31