Personnel Hong Kong SFC License Details (ID 73138)

Personnel Hong Kong SFC License Details (ID 73138)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	RO	Advising on securities	2012-06-22	2014-06-01
	RO	Asset management	2012-06-22	2014-06-01
	RO	Dealing in securities	2012-06-22	2014-06-01
Everbright-Efund Fund Management Limited	RO	Advising on securities	2006-11-06	2009-05-14
	RO	Asset management	2006-11-06	2009-05-14
EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED	RO	Advising on securities	2005-01-18	2007-02-12
	RO	Asset management	2005-01-18	2007-02-12
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	Leveraged foreign exchange trading	2003-11-05	2014-06-01
	RO	Advising on futures contracts	-	2014-06-01
	RO	Asset management	-	2014-06-01
	RO	Dealing in futures contracts	-	2014-06-01
CHINA EVERBRIGHT FOREX LIMITED	RO	Leveraged foreign exchange trading	-	2004-03-19
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Providing automated trading services	-	2003-09-02
	RO	Advising on corporate finance	-	2014-06-01
	RO	Advising on securities	-	2014-06-01
	RO	Asset management	-	2014-06-01
	RO	Dealing in securities	-	2014-06-01