Personnel Hong Kong SFC License Details (ID 73140)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2017-09-13	-
	RO	Asset management	2017-09-13	-
	RO	Dealing in futures contracts	2017-09-13	-
	RO	Dealing in securities	2017-09-13	-
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	RO	Advising on securities	2014-06-13	2017-06-18
	RO	Asset management	2014-06-13	2017-06-18
	RO	Dealing in securities	2014-06-13	2017-06-18
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	RO	Advising on securities	2009-11-13	2011-03-31
	RO	Asset management	2009-11-13	2011-03-31
Everbright Capital Management Limited	RO	Advising on securities	2007-09-24	2010-09-28
	RO	Asset management	2007-09-24	2010-09-28
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Advising on securities	2004-07-29	2017-06-18
	RO	Asset management	2004-07-29	2017-06-18
	RO	Dealing in securities	2004-07-29	2017-06-18
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	Leveraged foreign exchange trading	2003-10-31	2017-06-18
CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED	Rep	Asset management	2003-10-10	2003-10-22
	RO	Asset management	2003-10-10	2007-06-15
SEABRIGHT ASSET MANAGEMENT LIMITED	Rep	Asset management	2003-10-10	2003-10-22
	RO	Asset management	2003-10-10	2005-03-18
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	Advising on futures contracts	2003-04-01	2017-06-18
	RO	Asset management	2003-04-01	2017-06-18
	RO	Dealing in futures contracts	2003-04-01	2017-06-18
CHINA EVERBRIGHT FOREX LIMITED	RO	Leveraged foreign exchange trading	2003-04-01	2004-03-19
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on securities	2003-04-01	2004-07-29
	Rep	Asset management	2003-04-01	2004-07-29
	Rep	Dealing in securities	2003-04-01	2004-07-29
	Rep	Advising on corporate finance	2003-04-01	2004-08-03