Personnel Hong Kong SFC License Details (ID 73142)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2026-08-18	2026-09-04
	RO	Dealing in futures contracts	2026-08-18	2026-09-04
LONGRUN FINANCIAL GROUP LIMITED	Rep	Dealing in futures contracts	2025-04-24	2026-03-11
XinKong International Securities Limited	RO	Advising on securities	2021-12-30	2022-04-12
	RO	Dealing in futures contracts	2021-12-30	2022-04-12
	RO	Dealing in securities	2021-12-30	2022-04-12
	Rep	Advising on securities	2021-12-23	2021-12-30
	Rep	Dealing in securities	2021-12-23	2021-12-30
	Rep	Dealing in futures contracts	2021-12-01	2021-12-30
WINX INTERNATIONAL FUTURES CO., LIMITED	RO	Dealing in futures contracts	2020-02-04	2021-07-07
	Rep	Dealing in futures contracts	2019-12-20	2020-02-04
SDG Futures (HK) Limited	RO	Dealing in futures contracts	2019-07-02	2019-10-29
SDG Securities (HK) Limited	RO	Dealing in securities	2019-07-02	2019-11-13
SDG Futures (HK) Limited	Rep	Dealing in futures contracts	2019-05-24	2019-07-02
SDG Securities (HK) Limited	Rep	Dealing in securities	2019-05-24	2019-07-02
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2017-05-29	2019-04-24
	RO	Dealing in securities	2016-10-03	2019-04-24
ZHONGTAI INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2014-11-18	2019-04-24
	Rep	Dealing in futures contracts	2014-09-26	2014-11-18
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-09-26	2016-10-03
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2012-11-05	2014-05-17
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-06-21	2014-05-17
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	Dealing in futures contracts	2011-06-30	2014-05-17
	Rep	Dealing in futures contracts	2011-05-23	2011-06-30
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	RO	Dealing in futures contracts	2005-11-24	2011-03-28