| VMS Securities Limited | RO | Dealing in securities | 2018-03-29 | 2019-12-28 |
| Rep | Dealing in securities | 2018-02-12 | 2018-03-29 |
| Rep | Asset management | 2018-02-12 | 2018-10-11 |
| Bright Fund Management Limited | Rep | Asset management | 2017-11-14 | 2018-01-17 |
| CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2017-11-14 | 2018-01-17 |
| Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2017-11-14 | 2018-01-17 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2009-02-17 | 2018-01-17 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2009-02-04 | 2018-01-17 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Asset management | 2009-02-04 | 2009-02-17 |
| RO | Dealing in securities | 2009-02-04 | 2018-01-17 |
| Rep | Asset management | 2005-02-03 | 2009-02-04 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2004-09-28 |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-10-03 | 2004-03-18 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | - | 2003-06-06 |
| Rep | Asset management | - | 2003-06-06 |
| Rep | Dealing in futures contracts | - | 2009-02-04 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-06-06 |
| Rep | Asset management | - | 2003-06-06 |
| Rep | Providing automated trading services | - | 2003-06-06 |
| Rep | Advising on securities | - | 2004-09-28 |
| Rep | Dealing in securities | - | 2009-02-04 |