| VAJRA CAPITAL LIMITED | RO | Advising on securities | 2026-01-15 | - |
| RO | Asset management | 2026-01-15 | - |
| Theia Securities Limited | RO | Advising on securities | 2022-11-30 | 2023-09-21 |
| RO | Asset management | 2022-11-30 | 2023-09-21 |
| RO | Dealing in securities | 2022-11-30 | 2023-09-21 |
| Rep | Advising on securities | 2022-08-01 | 2022-11-30 |
| Rep | Asset management | 2022-08-01 | 2022-11-30 |
| Rep | Dealing in securities | 2022-08-01 | 2022-11-30 |
| Major Asset Management Limited | RO | Advising on securities | 2021-01-05 | 2021-03-31 |
| RO | Asset management | 2021-01-05 | 2021-03-31 |
| Rep | Advising on securities | 2020-12-10 | 2021-01-05 |
| Rep | Asset management | 2020-12-10 | 2021-01-05 |
| Rep | Dealing in securities | 2020-12-10 | 2021-01-27 |
| LAMTEX SECURITIES LIMITED | RO | Dealing in securities | 2020-03-27 | 2020-07-15 |
| Rep | Dealing in securities | 2020-01-20 | 2020-03-27 |
| Rep | Advising on securities | 2020-01-20 | 2020-07-15 |
| Rep | Asset management | 2020-01-20 | 2020-07-15 |
| VMS Asset Management Limited | Rep | Asset management | 2019-01-16 | 2019-07-01 |
| VMS Securities Limited | RO | Dealing in securities | 2018-12-19 | 2019-07-01 |
| Rep | Dealing in securities | 2018-11-05 | 2018-12-19 |
| Rep | Asset management | 2018-11-05 | 2019-03-20 |
| Rep | Advising on securities | 2018-11-05 | 2019-07-01 |
| Bright Fund Management Limited | Rep | Asset management | 2017-11-22 | 2018-10-15 |
| CES Commodities (HK) Limited | RO | Dealing in futures contracts | 2017-11-22 | 2018-10-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2017-11-22 | 2018-10-15 |
| RO | Dealing in securities | 2017-11-22 | 2018-10-15 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2009-02-17 | 2018-10-15 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2009-02-09 | 2018-10-15 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Asset management | 2009-02-09 | 2009-02-17 |
| RO | Dealing in securities | 2009-02-09 | 2018-10-15 |
| Rep | Asset management | 2005-02-03 | 2009-02-09 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-13 | 2004-09-21 |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-10-03 | 2004-03-19 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2003-08-08 | 2009-02-09 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-07 |
| Rep | Asset management | 2003-04-01 | 2003-07-07 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| Rep | Dealing in securities | 2003-04-01 | 2009-02-09 |
| Rep | Advising on securities | 2003-04-01 | 2018-10-15 |