Personnel Hong Kong SFC License Details (ID 73149)

Personnel Hong Kong SFC License Details (ID 73149)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-01-30	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-12-21	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2003-08-21	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-08-21	-
DBS VICKERS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-15
	Rep	Advising on securities	2003-04-01	2003-07-15
	Rep	Asset management	2003-04-01	2003-07-15
	Rep	Dealing in securities	2003-04-01	2003-07-15
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	2003-04-01	2003-07-15
	Rep	Asset management	2003-04-01	2003-07-15
	Rep	Dealing in futures contracts	2003-04-01	2003-07-15