Personnel Hong Kong SFC License Details (ID 73153)

Personnel Hong Kong SFC License Details (ID 73153)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Dealing in futures contracts	2018-01-23	-
	RO	Dealing in securities	2018-01-23	-
	Rep	Dealing in futures contracts	2017-10-26	2018-01-23
	Rep	Dealing in securities	2017-10-26	2018-01-23
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Dealing in securities	2017-05-24	2017-10-17
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	RO	Advising on futures contracts	2017-04-25	2017-10-17
	RO	Dealing in futures contracts	2014-08-11	2017-10-17
	RO	Leveraged foreign exchange trading	2012-04-03	2017-10-17
	Rep	Leveraged foreign exchange trading	2004-01-02	2012-04-03
	Rep	Dealing in futures contracts	2003-11-06	2014-08-11
CHINA EVERBRIGHT FOREX LIMITED	Rep	Leveraged foreign exchange trading	2003-04-01	2004-03-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-25
	Rep	Advising on securities	2003-04-01	2003-08-25
	Rep	Asset management	2003-04-01	2003-08-25
	Rep	Providing automated trading services	2003-04-01	2003-08-25
	Rep	Dealing in securities	2003-04-01	2017-05-24