Personnel Hong Kong SFC License Details (ID 73154)

Personnel Hong Kong SFC License Details (ID 73154)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-01-16	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-11-07	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2007-10-26	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2006-08-09	-
GLOBAL CREDIT SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-16
	Rep	Advising on securities	2003-04-01	2003-09-16
	Rep	Asset management	2003-04-01	2003-09-16
	Rep	Dealing in securities	2003-04-01	2006-08-01