Personnel Hong Kong SFC License Details (ID 73156)

Personnel Hong Kong SFC License Details (ID 73156)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden Rich Securities Limited	Rep	Dealing in securities	2017-04-10	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2009-06-17	2012-07-31
	Rep	Leveraged foreign exchange trading	2009-06-17	2012-07-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2009-06-17	2012-07-31
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2007-05-16	2008-12-22
	Rep	Leveraged foreign exchange trading	2007-05-16	2008-12-22
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2007-05-16	2008-12-22
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-02-02	2007-05-03
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2005-08-17	2007-05-03
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2005-08-17	2007-05-03