| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-07-25 | - |
| Rep | Dealing in securities | 2017-07-25 | - |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2017-07-06 |
| Rep | Advising on futures contracts | 2003-04-01 | 2003-06-11 |
| Rep | Asset management | 2003-04-01 | 2003-06-11 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2017-07-06 |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2004-03-19 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-06-11 |
| Rep | Advising on securities | 2003-04-01 | 2003-06-11 |
| Rep | Asset management | 2003-04-01 | 2003-06-11 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-06-11 |
| Rep | Dealing in securities | 2003-04-01 | 2017-07-06 |