| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-04-06 | - |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-04-06 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-01-28 | 2020-03-17 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-01-28 | 2020-03-17 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-07-31 | 2015-01-14 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-07-31 | 2015-01-14 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2009-01-29 | 2012-07-20 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2008-03-20 | 2012-07-20 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-03-04 | 2012-07-20 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-03-04 | 2012-07-20 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-12-20 | 2008-02-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-26 | 2008-02-07 |
| Asia Pacific Securities Limited | Rep | Dealing in securities | 2006-09-11 | 2007-03-17 |
| GT CAPITAL LIMITED | Rep | Dealing in securities | 2005-12-29 | 2006-08-31 |
| Rep | Advising on securities | 2005-11-15 | 2006-08-31 |
| Rep | Asset management | 2005-11-15 | 2006-08-31 |
| PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2003-04-01 | 2005-11-07 |
| Rep | Asset management | 2003-04-01 | 2005-11-07 |