Personnel Hong Kong SFC License Details (ID 73185)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMARTMAX ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-08-14	-
	RO	Asset management	2026-08-14	-
Honghu Best Global Family Office Limited	RO	Advising on securities	2025-01-23	2025-06-01
	RO	Asset management	2025-01-23	2025-06-01
	RO	Dealing in securities	2025-01-23	2025-06-01
Funderstone Securities Limited	RO	Asset management	2024-05-20	2024-11-22
Funderstone Futures Limited	RO	Advising on futures contracts	2022-11-18	2024-11-22
Funderstone Securities Limited	RO	Advising on securities	2022-11-18	2024-11-22
Funderstone Futures Limited	RO	Dealing in futures contracts	2021-11-30	2024-11-22
Funderstone Securities Limited	Rep	Asset management	2021-11-30	2024-05-20
	RO	Dealing in securities	2021-11-30	2024-11-22
	Rep	Dealing in securities	2021-10-20	2021-11-30
HS Securities Limited	RO	Dealing in securities	2020-12-04	2021-10-02
Magpie Securities Limited (HK)	Rep	Advising on securities	2019-11-05	2020-04-15
	Rep	Asset management	2019-11-05	2020-04-15
	RO	Dealing in securities	2019-08-30	2020-04-15
	RO	Dealing in futures contracts	2019-06-21	2020-04-15
SP Securities Limited	Rep	Asset management	2018-11-01	2019-03-27
	RO	Dealing in securities	2018-02-08	2019-03-27
	Rep	Advising on securities	2017-12-11	2019-03-27
	Rep	Dealing in securities	2017-11-01	2018-02-08
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-09-15	2017-10-17
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2017-09-15	2017-10-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-09-15	2017-10-17
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2013-02-01	2017-10-17
	Rep	Dealing in futures contracts	2011-06-03	2017-10-17
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2011-06-03	2017-10-17
Funderstone Futures Limited	Rep	Dealing in futures contracts	2008-08-18	2011-05-22
Funderstone Securities Limited	Rep	Dealing in securities	2008-08-18	2011-05-22