Personnel Hong Kong SFC License Details (ID 73186)

Personnel Hong Kong SFC License Details (ID 73186)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
I Win Asset Management Limited	Rep	Advising on securities	2026-07-20	-
	Rep	Asset management	2026-07-20	-
I WIN SECURITIES LIMITED	Rep	Dealing in securities	2026-03-17	-
QFIN HK Limited	RO	Advising on securities	2022-06-09	2025-11-05
	RO	Dealing in futures contracts	2022-06-09	2025-11-05
	RO	Dealing in securities	2022-06-09	2025-11-05
	Rep	Advising on securities	2020-12-03	2022-06-09
	Rep	Dealing in futures contracts	2020-12-03	2022-06-09
	Rep	Dealing in securities	2020-12-03	2022-06-09
	Rep	Asset management	2020-12-03	2025-11-05
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-10-17	2020-10-30
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-10-17	2020-10-30
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2009-12-22	2020-10-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2009-12-22	2020-10-30
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-04-15	2009-12-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-04-15	2009-12-14