| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2017-09-27 | 2017-11-12 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-09-27 | 2017-11-12 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-09-27 | 2017-11-12 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2017-11-12 |
| Rep | Advising on futures contracts | - | 2003-06-11 |
| Rep | Asset management | - | 2003-06-11 |
| Rep | Dealing in futures contracts | - | 2017-11-12 |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | - | 2004-03-18 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-06-11 |
| Rep | Advising on securities | - | 2003-06-11 |
| Rep | Asset management | - | 2003-06-11 |
| Rep | Providing automated trading services | - | 2003-06-11 |
| Rep | Dealing in securities | - | 2017-11-12 |