| VMS Securities Limited | Rep | Dealing in securities | 2018-04-17 | 2021-04-30 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-15 | 2018-04-09 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2017-11-07 | 2018-04-09 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-07 | 2018-04-09 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-06-01 | 2018-04-09 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-06-01 | 2018-04-09 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-19 | 2018-04-09 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-07-24 | 2003-10-17 |