| Aden Financial Group Limited | RO | Dealing in futures contracts | 2018-10-30 | 2020-04-30 |
| RO | Dealing in securities | 2018-10-30 | 2020-04-30 |
| KuCoin Commodity Futures Limited | RO | Dealing in futures contracts | 2017-01-27 | 2018-06-02 |
| KuCoin HK Limited | RO | Dealing in securities | 2017-01-27 | 2018-06-02 |
| KuCoin Commodity Futures Limited | Rep | Dealing in futures contracts | 2016-11-08 | 2017-01-27 |
| KuCoin HK Limited | Rep | Dealing in securities | 2016-11-08 | 2017-01-27 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-10-18 | 2016-10-27 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-10-18 | 2016-10-27 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-11-09 | 2012-10-04 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-10-03 | 2012-10-04 |
| Rep | Leveraged foreign exchange trading | 2006-10-03 | 2012-10-04 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-06-22 | 2006-09-15 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-05-21 | 2006-09-15 |