Personnel Hong Kong SFC License Details (ID 73193)

Personnel Hong Kong SFC License Details (ID 73193)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2017-12-13	-
	Rep	Dealing in securities	2017-12-13	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-10-11	2017-11-17
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2017-10-11	2017-11-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-10-11	2017-11-17
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2005-07-26	2017-11-17
	Rep	Leveraged foreign exchange trading	2005-07-26	2017-11-17
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2005-07-26	2017-11-17
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2005-02-21	2005-07-14
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-12-11	2005-07-14
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2003-12-11	2004-07-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-12-11	2005-07-14