| Roofer Asset Management Limited | Rep | Asset management | 2025-12-12 | - |
| RO | Asset management | 2025-01-21 | 2025-09-21 |
| ROOFER SECURITIES LIMITED | RO | Advising on securities | 2024-04-03 | - |
| RO | Dealing in securities | 2024-04-03 | - |
| Imagi Brokerage Limited | RO | Advising on futures contracts | 2020-09-03 | 2021-05-01 |
| RO | Advising on securities | 2020-09-03 | 2021-05-01 |
| RO | Dealing in futures contracts | 2020-09-03 | 2021-05-01 |
| RO | Dealing in securities | 2020-09-03 | 2021-05-01 |
| Rep | Advising on futures contracts | 2020-07-16 | 2020-09-03 |
| Rep | Advising on securities | 2020-07-16 | 2020-09-03 |
| Rep | Dealing in futures contracts | 2020-07-16 | 2020-09-03 |
| Rep | Dealing in securities | 2020-07-16 | 2020-09-03 |
| Oshidori Securities Limited | RO | Advising on securities | 2019-08-16 | 2020-06-22 |
| Rep | Dealing in futures contracts | 2019-08-15 | 2020-06-22 |
| RO | Dealing in securities | 2019-05-07 | 2020-06-22 |
| Rep | Advising on securities | 2018-12-06 | 2019-08-16 |
| Rep | Dealing in securities | 2018-11-30 | 2019-05-07 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-15 | 2018-11-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-30 | 2018-11-14 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-12-14 | 2018-11-14 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-08-27 | 2018-11-14 |