| VMS Securities Limited | RO | Dealing in securities | 2019-10-14 | 2020-09-25 |
| Rep | Dealing in securities | 2018-01-31 | 2019-10-14 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-15 | 2018-01-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-07 | 2018-01-17 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-03-31 | 2018-01-17 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-03-31 | 2018-01-17 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Advising on futures contracts | - | 2003-06-03 |
| Rep | Asset management | - | 2003-06-03 |
| Rep | Dealing in futures contracts | - | 2005-03-14 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-06-03 |
| Rep | Advising on securities | - | 2003-06-03 |
| Rep | Asset management | - | 2003-06-03 |
| Rep | Providing automated trading services | - | 2003-06-03 |
| Rep | Dealing in securities | - | 2005-03-14 |