Personnel Hong Kong SFC License Details (ID 73203)

Personnel Hong Kong SFC License Details (ID 73203)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-01-08	2023-03-30
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2017-11-20	2023-03-30
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-11-20	2023-03-30
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2005-12-21	2023-03-30
	Rep	Leveraged foreign exchange trading	2004-11-11	2023-03-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2003-08-25
	Rep	Asset management	-	2003-08-25
	Rep	Providing automated trading services	-	2003-08-25
	Rep	Advising on securities	-	2004-09-21
	Rep	Dealing in securities	-	2023-03-30