Webb-site Legacy

Shum, Lui Pang 沈呂鵬

SFC ID:AQH110

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2010-06-23	2013-04-08
	Rep	Dealing in futures contracts	2010-05-20	2013-04-08
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-05-20	2013-04-08
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2008-03-26	2008-11-14
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	Rep	Dealing in securities	2008-03-26	2008-06-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-01-09	2008-03-15
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-01-09	2008-03-15