Personnel Hong Kong SFC License Details (ID 73212)

Personnel Hong Kong SFC License Details (ID 73212)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-01-15	-
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2017-11-30	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-11-30	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2007-05-17	2024-12-31
	Rep	Leveraged foreign exchange trading	2007-05-17	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2007-05-17	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-08-07	2007-05-08
CES Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Dealing in futures contracts	2003-04-01	2007-05-08
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2003-04-01	2007-05-08