Personnel Hong Kong SFC License Details (ID 73214)

Personnel Hong Kong SFC License Details (ID 73214)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GEO Securities Limited	Rep	Dealing in securities	2019-03-11	2019-10-31
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-01-15	2018-12-21
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-12-14	2018-12-21
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2004-06-02	2018-12-21
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2004-03-11	2004-09-21
	Rep	Dealing in securities	2004-03-11	2018-12-21
OPEN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2003-10-28	2004-02-28
Open Securities Limited	RO	Dealing in securities	-	2004-02-28